Faculty Senate of Virginia Tech

October meeting minutes

October 21st, 2003

(Pamplin 32)

Senators in Attendance: Larry Alexander, Susan Anderson, Rick Ashley, Carol Burch-Brown, Jack Cranford, Helen Crawford, Sam Easterling, Leon Geyer, Bill Greenberg, Frank Gwazdauskas, Tom Hammett, Valerie Hardcastle, Ian Herring, Sam Hicks, Rakesh Kapania, Brad Klein, Ann-Marie Knoblauch, Ellen Krupar, Shelley Martin, Susan Molesky (ALT), Jim Pease, David Radcliffe, Kerry Redican, Shelly Nichols Richardson, Susanna Rinehart, Kamal Rojiani, Edd Sewell, Uri Vansberger,  Dennis Welch, Sharon Witonsky, Brian Woerner, Randy Wynne, Diane Zahm, Shep Zedaker

 

Senators not in Attendance: Terry Clements, Richard Goff, Mike Gregg, Bernice Hausman, Kathleen Jones, Michael Lambur, Jack Lesko, Amy Nelson, Sean O'Keefe, Nan Seamans, Jim Weaver, Yonsenia White

 

President Diane Zahm called the meeting to order at 7:00 pm.

 

September minutes were approved with two minor changes.

 

Heidi Baldwin, Graduate Assistant for Fraternity and Sorority Life, announced that Fraternities and Sororities are seeking Faculty Advisors for their chapters, to serve as resources and mentors. Faculty members do not have to have a prior affiliation with a chapter to serve as an advisor. Any interested faculty members should contact Heidi at baldwin@vt.edu.

 

Presentation by Jim Shuler

 

Representative Shuler spoke of the hit higher education took in the early 90’s budget cuts; followed by an 42% increase in state revenue from 1995-2000 during which time education did not receive its fair share; leading us to where we are now – a three-year recession, and a recent $6 billion shortfall… to be followed by a $1 billion shortfall in January, 2004.

Shuler said that Higher Education is currently under funded by about $350-360 million; K-12 by $1 billion.

The Governor has pledged to “find” $500 million. Where will it come from? The majority of the General Assembly was elected on no-tax pledges. Currently we are balancing the budget with fees, and by drawing down the state “rainy day fund” (was $900m, now $125m).

Shuler commented that the only good thing that happened for higher education in the last few years is the bond referendum; and that it has taken three years to get the faculty “a modicum of a raise.”

Shuler agrees that we need to work on public relations with the GA in Richmond. He emphasizes the value of writing to the members of the Senate Finance Committee (chaired by VT alum and ally John Chichester) and the House Appropriations Committee.

Warner’s proposed budget will get to legislators just before Christmas.

Shuler called the VA tax system “archaic” and “not equitable”; some parts of the tax code have remained untouched for 30 years. Last year the estate tax/death tax was the only tax issue that came before the GA.

What can we do for education?

Shuler believes it’s got to be a strong personal approach to our legislators – phone calls and personal letters, NOT mass petitions and emails. We can’t realistically contact every member, so we need to pick and choose; Shuler recommends that in addition to our local NRV reps, that we focus on the Senate Finance Committee and the House Appropriations Committee.

 

Q & A with Shuler:

 

Senator: Should we go private?

JS: Capital improvement needs make that problematic.

Senator: How would the governor respond to the fact that UNC and NC State get double the funding that we get?

JS: The Governor of Alabama tried to get $1.5 billion to bring Alabama up in health and education and got soundly defeated.

Senator: The fact that the Governor of Virginia is not allowed to run for re-election means that VA governors don’t have to live up to their promises.

Senator: There have been no pay raises, benefits have gone down (especially prescription plans), and there has been erosion across the board. There is a limit to how far the faculty as an economic force can be degraded.

JS: Until the insurance crisis is addressed nationally, the states are going to be struggling.

Senator: We are forced to participate in the State plan. If we could go to private insurance options, we’d get better benefits for less $$.

Senator: Will there be a budget impasse?

JS: If it were left up to Chichester, other moderates, and the executive branch, we could lay out a good plan. They know what needs to be done. The House of Delegates is the most obstructionist. We need to get through the politics and move forward. It might take a special session.

Senator: 33%of our research $$ go to the state. Is there any way the university could keep it?

JS: That’s “a hard nut to crack.” I’ve brought it up before and got very little support.

Senator: We need the parents to write letters. How do we get parents motivated?

JS: I share the frustration.

Senator: Should the faculty hire a lobbyist?

JS: If it were affordable, it would help. Legislators rely on lobbyists, and higher education doesn’t have that presence in Richmond. Legislators listen. A faculty lobbyist would need to be on the same page as the VT administration – that’s a challenge.

Senator: Who is lobbying against us?

JS: Nobody, really. Just so much competition and need.

Senator: What makes a lobbyist effective?

JS: Being able to state their case in two minutes, and give the opposition’s p.o.v. as well. Being honest, up front, sticking to the facts, and being polite (esp. to the legislative assistant!)

Senator: During the campaigns, legislators focus much more on K-12, not on Higher Education.

JS: K-12 has a much more active, organized lobby group.

Senator: Are parents more involved in the K-12?

JS: No, it’s the teachers. They do a good job showing where the needs are. College presidents are well connected; but some are more aggressive than others. Steger is effective, but quieter than some.

Senator: Is our state in violation of the 20% funding law?

JS: We are under funding. We haven’t yet met that mandate.

Senator: What about the perception that we are not accountable?

JS: Many on the legislature don’t appreciate what is involved other than teaching. The only way is repetition – repeatedly showing what it is we do. The target of our efforts should be the Appropriations Committee and the Finance Committee.

 

Senator: We need businesses to tell the legislature that they need those students, businesses to be advocates for higher education.

 

Senator: We need to put the case to the citizenry in a different way – show that there are more tangible benefits to spending on higher education.

 

JS: The issue is “the public as a whole” vs. individual, immediate needs. Even good people get focused on their own needs. People have to be able to look beyond themselves. People need to take a broader look.

 

The senators thanked Jim Shuler for his time.

 

“A Day in the Life” project:

 

Diane asked Senators to participate in keeping a written record of one work day, and to recruit other colleagues to do the same. The goal is to try to collect a minimum of 50 “day in the life” journal narratives of faculty, staff and administrators. The collected narratives will be used to attempt to put a real face on what we do and who we are.

 

It was suggested that we might get senior and retired Virginia Tech professors and administrators to speak up for us in Richmond.

 

A senator commented that it seems we need to “create a crisis” in order to get people to see the impact of the budget cuts.

 

Commission/Committee Reports:

§  Diane reported on the meeting of the Academic Council, of which she is a member as the Faculty Senate president. The Council is addressing concerns regarding management of fundraising $$ and endowments. There have been no problems, but the desire is to avoid any in the future.

 

§  Edd Sewell reported that the Commission on Equal Opportunity and Diversity is in the process, as a new commission, of figuring out “who we are”, operational guidelines and an agenda for the year. The next meeting is Monday, October 27th. Edd Sewell was elected chair of the commission, and Jean Elliott is vice chair.

 

§  Rakesh Kapania reported that the Commission on Graduate Studies and Policies has had three meetings since the September Faculty Senate meeting. They are addressing

1) The rights and responsibilities of graduate students (comparing to other universities, and considering who the other stakeholders are). Their recommendations will be sent to Student Affairs and the Commission on Research 

2) The Certificate Program – requiring a minimum of 9 credits, and requiring approval, a more rigorous process, so as to increase the value of the certificate 

3)modifications of the President’s memo #1, written in 1977, so as to make it up-to-date (changing language to reflect the change from the quarter system; changing the use of the word “males” to include both genders; and noting the requirement that graduate students be evaluated in writing every year.

 

§  Frank Gwazdauskas reported that the Commission on Research is looking at research expenditure metrics, at the request of the BOV. Some are pushing for more accountability in research.  Currently indirect costs (IDC) generated are about $20 million.  This number needs to be increased to $60 million by 2010.  One model metric is that provided by AAU, which uses a number of 'indicators' to determine breadth and quality of research and education programs. Frank listed some current measures used by AAU and how Tech ranked relative to peers in the AAU. VT’s rank for total research $$ is 49th , it is 118th  for endowments, 61st for National Academy members, 45th  for Doctorates granted, and 210th  for SAT rank for incoming freshman. Frank notes that the value of some of these metrics is questionable.  For example, one prominent institution on the AAU list has a rank of 434 for SAT scores.

 

§  Ellen Krupar reported that the Commission on Student Affairs had a presentation on student fees – where they go, where they come from; and at their next meeting will have a presentation from parking services

 

§  University Council’s meeting was cancelled for lack of business.

 

§  G.V. Loganathan reported via email that the Academic Support Committee has not met for this year yet, and therefore has nothing to report. The committee did meet at the end of last academic year to vote in favor of observing Dr. Martin Luther King , Jr. holiday beginning in AY2005-06 (third Monday in January). Please see the President's policy memorandum #221 at http://www.policies.vt.edu/policymemos/.

 

§  Frank Grazdauskas reported that the Athletic Committee met on 9/25, and is looking at NCAA rules and compliance; gender equity; and graduation rates of VT athletes as compared to the general student population. For students entering in 1996, the overall graduation rate was 74%; for student athletes, it was 70%. In addition, Frank reported that profits from the contract with Coca Cola will go to the University.

 

§  Bill Greenberg reported that the Employee Benefits Committee has not met.

 

§  Leon Geyer reported that the Honorifics Committee had two people nominated, and therefore sent two people forward. He expressed regret that so few people are being put forward for awards.

 

§  Brad Klein reported that the Graduate Curriculum Committee is engaged in the regular business of meeting to approve courses.

 

§  Ellen Krupar reported for the Honor System that the Chief Justice is pushing for everyone to be caught up with their caseloads within two weeks. In general, it seems that the number of new cases is down this semester.

 

§  David Radcliffe reported that the Library Committee had its first meeting that day. He told the Senate that the Library needs much more faculty input on acquisitions. He also reported that the results of a library consortium self-study show VT at the bottom of the rankings for student usage of the library – either online or in person. A senator raised the question as to how good the databases are, noting that he had come across “huge gaps” in the databases in his field.

 

Commission on Faculty Affairs Report to Faculty Senate (Sam Easterling):

 

Sam told senators that we wanted to update them on two issues on the CFA agenda: 1) the Promotion and Tenure Policies Review, and 2) the Computer Privacy Policy.

 

§  The Promotion and Tenure Policies Review

 

In 2002-2003 P&T Policies as described in the Faculty Handbook were reviewed and a list of issues, concerns, etc was sent from CFA to the University P&T Committee. The University P&T Committee discussed the memo and the Provost responded to CFA near the beginning of fall semester 2003. The CFA is working on various items, some of which are editorial. What follows are the two significant policy changes being proposed:

 

2/3 Majority vote to go forward at all levels:

CFA 2002-2003 and the University P&T Committee 2002-2003 supported the policy change that a 2/3 majority vote at all levels (departmental, college and university) be required for a positive recommendation by the Committee to the Dean.

Upon further discussion this fall CFA unanimously supported the change to a 2/3 majority at all levels for the following reasons:

1) statement of high-quality standard

2) consistency across campus

3) practically used by most across campus anyway

 

Division of vote conveyed to the next level:

The Faculty Handbook states that the division of vote at the Dept level should be conveyed to the Dean. No mention of conveying the vote beyond the College. CFA 2003-2004 discussed this at length and voted in favor of requiring the division be passed to all subsequent levels, including the committee members and ex-officio administrator. This item was not part of the memo sent to the University P&T Committee last academic year.

The result of these two items is a Resolution adopted by CFA on October 10, 2003. [The resolution can be found at the end of these minutes.]

Prior to sending it to University Council, CFA wanted additional input from the Senate at large. Input received will be considered during the first CFA meeting following the November Faculty Senate meeting. Input from the Senate on other items under consideration by CFA will be requested during the year.

 

Shep Zedaker, chair of the review committee, reported that there had been three tenure candidates last year who were passed through all the levels, but denied tenure by the Provost. Two of the three appealed, and the Provost’s decisions were reversed by the Faculty Review Committee. It was Shep’s opinion that the Provost has sent a message regarding his own definition of scholarship.

 

Opinions, comments, concerns, and questions raised by Senators in response to the proposed policy changes:

 

§  it was pointed out that the 2/3 rule would have little impact on small departments, since committees of 4 and 6 would be completely unaffected, and a department with a committee of 5 could switch to 1 more or 1 less if it wanted to preserve the simple majority rule.

 

§  Given the inconsistency in size and make-up of committees, the imposition of the 2/3 rule will have significantly different impact on different candidates and departments.

 

§  We are supposed to celebrate diversity. Scholarship is different in every department. The policy change to the super-majority endangers that diversity. We should allow each level to decide for themselves to pass someone on.

 

§  2/3 as a method of standardization is a problem. On a committee of 5, the vote would have to be 4/5, which is actually 80%. The beauty of the simple majority is that is always simple.

 

§  There is inconsistency in what constitutes a p& t committee, who votes, how many, what percentage of the total faculty of a given department votes.

 

§  With the 2/3 rule, you could have a department of 30, a committee of 5, and essentially one person could decide for that entire department as to whether a person gets passed to the next level.

 

§  The size and diversity of the university makes it hugely problematic to impose one single way.

 

§  The question was raised as to why this was taken up in the first place. Sam said it was because there was believed to be inequity taking place.

 

§  Senators wanted to have the information gathered as to how each department does the tenure process.

 

Shep was asked what the opinion of his committee would be. Although he said he couldn’t speak for the committee, he said that his opinion is: “Every department defines scholarship differently. That’s good. If a department wants to put someone forward, let them do it.”

 

 

 

§  Computer Privacy Policy

During the 2002-2003 academic year, a work group composed of members from the Faculty and Staff Senates developed a draft policy document on computer privacy issues. The group put a great deal of work into the effort and solicited input from various groups. The document was discussed at multiple meetings of the Faculty Senate, as well as the Staff Senate, and the task group presented the final form of the draft to the Faculty Senate near the end of the academic year. The Senate accepted the document as a report.

The document was then forwarded to the Commission on Faculty Affairs (CFA) in August to begin the review process within the governance system. At that point the document was reviewed by administrative units that are either involved in implementation of the policy or directly impacted by it; and concerns or issues were brought forth to the President and Provost.

The Provost then asked that a group of stakeholders be put together to review the document and address these concerns prior to having CFA begin the work of formal review and moving it through the governance structure. The group of stakeholders has been formed and the initial meeting will be held on 5 November.

Upon completion of the work by the stakeholders group, the document will be placed back on the agenda for CFA. Following that, it will go back to the Faculty and Staff Senates.

 

The membership of the Stakeholders Group is as follows:

Kay Heidbreder, Legal Counsel (to convene the group, non-voting member)

Linda Woodard, Personnel Services

Debra Duncan, Chief of VT Police Dept

Judy Lilly, Assoc VP for Network Infrastructure and Services

John Rudd, Internal Audit

Pat Hyer, Provost's Office

Matt McAllister, Faculty member of previous task force

Sam Easterling, Chair, CFA

Jimmy Martin, Staff member of previous task force

Leon Geyer, member of CFA, Faculty Senate

Janine Hiller, Faculty member with expertise in internet law and policy

 

 

 

The meeting was adjourned at 9:37 pm.

 

 

 

[Minutes taken by Susanna Rinehart]

 

CFA Resolution 2003-04A follows.

 

 

 

 

 

 

 

 

 

 

 

 

Resolution 2003-04A

Commission on Faculty Affairs

Committee Recommendations for Promotion and/or Tenure

 

Approved by the CFA:                                     October 10, 2003

First Reading University Council:

Approved by University Council:

Approved by the President:

Approved by the Board of Visitors:

Effective date:                                       Fall 2004

 

WHEREAS, the quality of the faculty is critical to the future of Virginia Tech and

the achievement of its mission and goals; and

WHEREAS, faculty committees play the primary role in evaluating the credentials

and achievements of their colleagues, thereby directly impacting the quality of

the faculty as a whole; and

WHEREAS, the faculty of Virginia Tech has reached a maturity and intellectual

rigor that provides confidence in committees making the critical decisions related

to promotion and/or tenure for individual faculty members, and that adequate

appeals exist to protect the rights of individuals throughout the process;

THEREFORE be it resolved, that a two-thirds vote of the departmental, college,

and university-level committees involved in making decisions on promotion

and/or tenure is required for a positive recommendation to move forward to the

next step, and that the Faculty Handbook be changed as delineated below to

reflect the newly-articulated standard for a positive recommendation; and

Be it further resolved that the division of the vote at each level shall be

forwarded and made available to the committee members and administrator at

the subsequent level.

 

Proposed Faculty Handbook Changes

 

Section 2.8.4.1 Departmental Evaluation, paragraph 4:

 

The committee will make a recommendation on each candidate to the

department head or chair, including a written evaluation that assesses the quality

of the candidate’s performance in each relevant area. A two-thirds vote is

required for a positive recommendation by the committee for either promotion or

tenure. The division of the vote is recorded and conveyed to college-level

committee and administrator. Whenever the department head or chair does not

concur with the committee’s recommendation, the committee is so notified.

 

(Eliminating current reference to division of vote since does not cover all levels or

cases)

In all cases of mandatory (sixth year) tenure decision, the head or chair will pass

on to the dean the dossier of every candidate, which will include the committee’s

evaluation and recommendation (including the division of vote) and the head’s or

chair’s own recommendation, whether concurring or not.

 

2.8.4.2 College Evaluation, paragraph 3

 

The committee shall make a recommendation on each candidate to the dean. A

two-thirds vote is required for a positive recommendation by the committee for

either promotion or tenure. The division of the vote is recorded and conveyed to

the university-level committee and Provost. Should the recommendation be at

variance with that received from the department head or chair, reasons for that

variance should be specified in the recommendation.

 

2.8.4.3 University Evaluation, paragraph 3

 

The committee will make a recommendation on each candidate to the provost. A

two-thirds vote is required for a positive recommendation by the committee for

either promotion or tenure. The provost will make recommendations to the

president, informing the committee of those recommendations, including the

basis for any non-concurrence with committee recommendations. The provost

will inform the president of any variation between the provost’s recommendations

and those of the committee.